This is a high-visibility role sitting at the intersection of RegTech, Trading Platforms, and Data. As the fund scales globally, compliance systems must evolve alongside trading infrastructure — creating the need for a hands-on BA who can drive cross-firm initiatives while remaining technically credible.
You will work directly with Compliance leadership, Technology, and senior stakeholders across the business. This is not a ticket-writing role. It carries real ownership across surveillance, regulatory reporting, and OMS-adjacent change.
What you’ll be working on
- Leading trade surveillance and regulatory reporting implementations
- Enhancing pre- and post-trade compliance monitoring frameworks
- Managing vendor platforms and roadmap enhancements
- Supporting OMS/EMS projects from a compliance and controls perspective
- Translating regulatory requirements into scalable system solutions
- Writing and validating SQL queries to interrogate and reconcile data
- Building and maintaining dashboards (Tableau or similar BI tools)
- Driving testing, governance, and cross-team delivery
The environment is bespoke and vendor-blended, spanning compliance tools, trading systems, and reporting/data flows.
What they’re looking for
- 7–15 years’ experience as a BA within asset management, hedge funds, or investment banking
- Strong exposure to compliance technology (trade surveillance, regulatory reporting, employee compliance or controls frameworks)
- Confidence engaging with senior Compliance and Technology stakeholders
- Hands-on SQL capability and comfort with BI/reporting tools
- Experience operating within vendor ecosystems
Compensation and timing
- Competitive base salary and bonus
- Flexible for the right candidate
- The hire is active, with genuine intent to move quickly
To apply, respond to this advert or send your CV directly to gala.santaballa@mondrian-alpha.com
All applications are treated in strict confidence.