Compliance

Our practice focuses on identifying and delivering human capital who directly manage the operational, legal, compliance and finance processes to provide the most robust infrastructure for our buy side client base.

At Mondrian Alpha we understand the challenging regulatory landscape ahead and the importance of our clients acquiring and retaining talent to ensure comprehensive internal governance is in place. That is why we have a dedicated team which focus specifically on sourcing the best in house legal and compliance professionals for our clients.

At a senior level we execute retained searches across the alternatives space covering hedge funds, asset managers, debt funds, private equity, real estate and boutique banks. The team are highly experienced in placing CCO and Head of Compliance mandates, building global teams and helping clients with setting up new operations both in London and overseas. They are able to provide accurate insights on industry wide compensation, unique research and intelligence, market maps and access to relationships at the highest level.

We regularly place the following:

-Chief Compliance Officer
-CF10 / CF11 / Head of Compliance
-Compliance Advisory (across all asset classes)
-Regulatory change
-Distribution Compliance / Financial Promotions
-Shareholding & Takeover Panel Reporting
-Trade surveillance / Compliance Monitoring
-Investment Compliance / Guideline Coding
-Data Privacy
-Control room

3 results:

  1. Head of Operational Due Diligence (Sovereign Wealth Fund)
    Location: London Sector: Finance
    A large sovereign wealth fund is looking for a Head of Operational Due Diligence to lead a small ODD team mitigating operational risk in their fund investments.
  2. GRADUATE HEDGE FUND ROLE! Excellent Total Compensation
    Location: London Sector: Compliance
    ​Amazing opportunity for a graduate with no finance experience to join a leading City-based hedge fund!
  3. Compliance Advisory Role – UCITS/AIFs – $25bn AUM Hedge Fund – Excellent Total Compensation
    Location: London Sector: Compliance
    ​A $25bn AUM West-end hedge fund is looking for an experienced compliance officer, with exposure to UCITS and AIFs to join their team