Compliance

Our practice focuses on identifying and delivering human capital who directly manage the operational, legal, compliance and finance processes to provide the most robust infrastructure for our buy side client base.

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Compliance

At Mondrian Alpha we understand the challenging regulatory landscape ahead and the importance of our clients acquiring and retaining talent to ensure comprehensive internal governance is in place. That is why we have a dedicated team which focus specifically on sourcing the best in house legal and compliance professionals for our clients.

At a senior level we execute retained searches across the alternatives space covering hedge funds, asset managers, debt funds, private equity, real estate and boutique banks. The team are highly experienced in placing CCO and Head of Compliance mandates, building global teams and helping clients with setting up new operations both in London and overseas. They are able to provide accurate insights on industry wide compensation, unique research and intelligence, market maps and access to relationships at the highest level.

We regularly place the following:

-Chief Compliance Officer
-CF10 / CF11 / Head of Compliance
-Compliance Advisory (across all asset classes)
-Regulatory change
-Distribution Compliance / Financial Promotions
-Shareholding & Takeover Panel Reporting
-Trade surveillance / Compliance Monitoring
-Investment Compliance / Guideline Coding
-Data Privacy
-Control room

2 results:

  1. Head of Compliance – Hedge Fund – 200-300k total comp package
    Sector: Compliance
    A rapidly expanding hedge fund, achieving record performance in 2021, are looking to hire a Head of Compliance.
  2. Compliance Analyst – Boutique Hedge Fund – 50-65k base + bonus - Good work life balance / Flexible working!
    Location: London Sector: Compliance
    A rapidly expanding, boutique AUM hedge fund are looking to make a newly created ‘Compliance Analyst’ hire.